martes, 27 de septiembre de 2022 From 11:00 to 12:00 GMT
Location: Global
Speakers:
Peter Bevan, James Morris, Daniel Fallon, Sara Cody
CDR Series Webinar - Wholesale broker-dealers, Investment banks, Financial intermediaries
We can help you design and execute your regulatory change programme implementing the Duty, drawing on our insight into the FCA’s policy objectives and our understanding of organisational risk derived from assisting firms with enforcement investigations.
As a first step, we invite you to our special series of webinars on the Duty. We'll explain its overarching themes and focus, explore when and how it will apply, examine its bolstered governance and individual accountability measures, and offer ideas for structuring for your implementation work.
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